Chief Compliance Officer Denmark
6 days ago
SEB Group is a leading international financial services organization that operates in multiple markets across the globe. Our company has an incredible customer base among both private individuals and organizations, making us a top-ranked corporate & investment bank with a full product and advisory offering to corporate and institutional clients.
Job DescriptionThe Head of Compliance will be responsible for ensuring that compliance resources and tasks are organized efficiently for SEB's three legal entities present in Denmark. As a 2nd line control function, the compliance team actively supports the business and management to secure that SEB Denmark's business is carried out in compliance with applicable regulatory requirements and reinforces trustworthiness in the eyes of SEB's customers and the financial markets.
Key Responsibilities:- Provide strategic direction to management in relation to compliance topics
- Proactively provide expert advisory services on compliance issues to individual business areas
- Continuously assess and evaluate compliance risks in SEB Denmark, ensuring risks are properly addressed
- Monitor business areas in accordance with agreed monitoring schedules
- Actively follow local regulatory developments and participate in local compliance fora where appropriate
- Participate in investigations of incidents
- Develop a staff training strategy in respect of compliance-related matters for employees in SEB Denmark
- Be responsible for reporting breaches of external or internal rules and routines to relevant local and global management as well as regulatory authorities where relevant
- Be the contact person for local regulatory authorities
- Take part in the preparation for examinations, investigations, and other activities performed by regulatory authorities
- Be responsible for local financial- and performance targets for Danish compliance activities
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