Regulatory Compliance Specialist

13 hours ago


Copenhagen, Copenhagen, Denmark Saxo Bank Full time
About Saxo Bank:

We are a leading online trading and investment firm that offers a range of financial products and services to individuals and institutions.

As a Senior Regulatory Specialist, you will play a crucial role in ensuring that our operations comply with relevant regulations and industry standards.

You will be part of our Enterprise Foundation department, which is responsible for monitoring, analyzing, and implementing regulations in technology and operational resilience.

Our team is committed to delivering high-quality compliance solutions that support our business goals while ensuring the integrity of our operations.

Key Responsibilities:

  • Perform compliance gap analyses across relevant legislation and identify controls and mitigation strategies.
  • Stay updated on regulatory developments in technology and operational resilience and assess their impact on Saxo Bank.
  • Collaborate with colleagues across different areas to achieve compliance with relevant legislation.
  • Contribute to our compliance culture by providing support and education to employees on regulatory matters, policy, and procedures.
  • Support international offices in maintaining regulatory compliance across different jurisdictions.

Your Profile:

As a Senior Regulatory Specialist at Saxo Bank, you will be responsible for ensuring that our operations comply with relevant regulations and industry standards. You will work closely with our business teams to deliver high-quality compliance solutions that support our business goals while ensuring the integrity of our operations.

We are looking for a highly skilled and detailed-oriented individual with a strong understanding of regulatory requirements and industry standards. You should have excellent analytical and problem-solving skills, as well as strong communication and stakeholder management skills.

Requirements:

  • At least 5 years of relevant regulatory experience obtained within a first, second, or third line, preferably in the financial sector.
  • An academic background in Business Administration, Finance, Economics, Law, Audit, or similar.
  • Strong understanding of current industry and risk management trends, threats, and opportunities.
  • Ability to interpret and apply complex regulations.
  • Documented track record of leading and delivering independently projects from start to finish.

About the Job:

This is a first-line role that requires close collaboration with our business teams to deliver high-quality compliance solutions. You will be responsible for ensuring that our operations comply with relevant regulations and industry standards.

We offer a dynamic and supportive work environment, as well as opportunities for professional growth and development. If you are a highly skilled and motivated individual with a strong understanding of regulatory requirements and industry standards, we encourage you to apply for this exciting opportunity.



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