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Senior Compliance Officer Investor Protection
2 months ago
About Saxo Bank
Saxo Bank is a leading online trading and investment firm that provides a dynamic and international environment for its employees.
Job Summary
We are seeking a highly motivated and experienced Senior Compliance Officer to join our Group Compliance team. The successful candidate will play a key role in supporting the business in meeting regulatory requirements and ensuring compliance with relevant legislation, market practices, and internal rules.
Key Responsibilities
Perform compliance risk assessments to identify potential risks and develop strategies to mitigate them.
Provide advice and compliance opinions to the business on managing compliance risks and ensuring regulatory compliance.
Conduct compliance monitoring activities to ensure that the business is complying with relevant regulations and internal policies.
Prepare compliance monitoring reports and contribute to regular compliance reporting to senior management.
Participate in developing the bank's compliance framework and ensuring that it is aligned with regulatory requirements.
Requirements
To be successful in this role, you will need to have a strong background in compliance and regulatory affairs, with experience in working with investor protection and ESG regulations. You will also need to have excellent communication and interpersonal skills, with the ability to convey complex information in a clear and concise manner.
About You
We are looking for a highly motivated and experienced professional who is passionate about compliance and regulatory affairs. You will be part of a dynamic and international team that is committed to delivering high-quality results and ensuring the success of the business.
What We Offer
Saxo Bank offers a competitive salary and benefits package, as well as opportunities for career growth and development. You will be working with a talented and diverse team of professionals who are passionate about their work and committed to delivering exceptional results.
